Compliance Tracking

Monitor regulatory compliance and audit findings

Overall Compliance Rate

91%

Target: 95%

Open Audit Findings

23

Target: 15

Overdue Actions

8

Target: 0

Training Completion

87%

Target: 95%

Policy Updates

12

Target: 15

Risk Exceptions

5

Target: 3

Compliance Trends

Compliance Status

Compliant
79%
Partial
12%
Non-Compliant
6%
In Progress
3%

Compliance Requirements

REQ-001

compliantLow Risk

Governance Framework Implementation

Establish and maintain governance framework for enterprise IT

Framework

COBIT 2019

Category

EDM01

Owner

CIO

Next Review

2024-09-15

Evidence: Policy Document, Board Minutes, Framework Documentation

REQ-002

partialMedium Risk

Information Security Management

Implement comprehensive information security management system

Framework

ISO 27001

Category

A.8.1

Owner

CISO

Next Review

2024-08-10

Evidence: Security Policy, Risk Assessment, Incident Reports

REQ-003

non compliantHigh Risk

Data Subject Rights

Ensure data subject rights are properly implemented and managed

Framework

POPI Act

Category

Section 19

Owner

Privacy Officer

Next Review

2024-07-20

Evidence: Data Processing Register, Privacy Notices

REQ-004

in progressMedium Risk

Technology and Information Governance

Oversee technology and information in a way that supports the organization

Framework

King IV

Category

Principle 12

Owner

IT Committee

Next Review

2024-09-01

Evidence: Committee Minutes, Technology Strategy

Recent Audit Findings

AUD-001

Mediumopen

Inadequate Documentation of Risk Management Process

Auditor

Internal Audit

Target Date

2024-08-15

Progress:
65%

AUD-002

Highoverdue

Missing Security Awareness Training Records

Auditor

External Audit

Target Date

2024-07-10

Progress:
30%

AUD-003

Criticalin progress

Incomplete Data Processing Impact Assessments

Auditor

Compliance Review

Target Date

2024-09-01

Progress:
45%

Upcoming Reviews

Data Subject Rights

POPI ActPrivacy Officer

2024-07-20

Access Controls

ISO 27001Security Team

2024-07-25

Change Management

COBIT 2019IT Manager

2024-08-05

Board Oversight

King IVBoard Secretary

2024-08-10